Compliance Monitoring & Assurance Testing

Job Description

411_2665168

Compliance Monitoring & Assurance Testing

Our client, a well-established bank in Dubai, is seeking a Compliance Monitoring & Assurance Testing professional to join their team.

About the Client

The client is a well-established bank in Dubai.

Key Responsibilities

• Execute compliance monitoring and assurance testing programs to assess adherence to regulatory requirements, internal policies, and industry standards.
• Support the design and implementation of the annual compliance monitoring plan, ensuring coverage of key regulatory and operational risk areas.
• Perform testing of business activities, controls, and processes, documenting findings, root cause analysis, and recommendations for remediation.
• Track, follow up, and validate the closure of compliance-related issues, ensuring corrective actions are effective and sustainable.
• Assist in the preparation of periodic monitoring reports and dashboards for senior management and governance committees.
• Provide input to strengthen monitoring methodologies, testing frameworks, and risk assessment processes.
• Collaborate with business units and control functions to raise awareness of compliance obligations and promote a strong compliance culture.
• Support regulatory examinations, internal audits, and other assurance reviews by providing testing results and related documentation.

Key Requirements

• Professional compliance or audit certification (e.g., ICA, ACAMS, CIA, or equivalent) is preferred.
• 3–5 years’ experience in compliance monitoring, testing, or internal audit within financial services.
• Strong understanding of regulatory frameworks, compliance risk management, and control testing practices.
• Proven ability to analyse business processes, identify control weaknesses, and recommend practical improvements.
• Excellent report-writing skills with attention to detail and accuracy.
• Strong interpersonal skills with the ability to influence stakeholders and drive remediation actions.
• Ability to work independently, prioritize effectively, and meet deadlines in a fast-paced environment.

Seniority level : Mid-Senior level

Employment type : Full-time

Job function : Compliance

Industry : Banking

We are an equal opportunities employer and welcome applications from all qualified candidates.

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2025-11-11 12:38:52