Deputy Head of Compliance, FinTech & Regulatory Strategy

المسمى الوظيفي

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Multiple Hires: Deputy Head of Compliance & Compliance Manager

الموقع: Dubai or Abu Dhabi

Sector: FinTech (Digital Financial Services)

Availability: Immediately Available OR 2 week’s notice maximum.

Overview

We are partnering with a high-growth FinTech firm in the UAE, operating at the intersection of AI and financial services. As part of a strategic build-out, the firm is establishing a best-in-class Compliance function and is seeking both a Deputy Head of Compliance and a Compliance Manager to support this journey.

These are hands-on roles suited to experienced generalist compliance professionals who can operate across advisory, monitoring, and regulatory engagement within a dynamic and evolving environment.

المهام الأساسية:

Regulatory & Advisory

• Provide day-to-day compliance advisory across the business, including product, operations, and technology teams
• Interpret and implement regulatory requirements under FSRA and CBUAE frameworks
• Support the development and launch of new products in line with applicable regulations

Framework Development

• Assist in building and enhancing the Compliance framework, including policies, procedures, and controls
• Ensure alignment with UAE regulatory expectations and international best practices
• Contribute to the ongoing development of a scalable compliance infrastructure

Monitoring & Testing

• Design and execute Compliance Monitoring Programmes (CMP)
• Conduct thematic reviews and control testing across key risk areas
• Track and report on remediation actions

Regulatory Engagement

• Support interactions with regulators, including FSRA and CBUAE
• Assist in regulatory filings, reporting, and ongoing supervisory requirements

Governance & Reporting

• Prepare management information (MI) and reports for senior management and governance committees
• Escalate key compliance risks and issues in a timely manner

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2026-04-04 17:22:08